Purpose of Job Positioned in the first line of defense to ensure
the overall effectiveness of risk and compliance management
programs, risk analytics and operations in the business. This role
will partner and collaborate with Compliance and Risk Management,
as well as Business Operations, IT, Audit Services, and Regulators
to support risk and compliance-based initiatives. Responsible for
supporting business leader adherence to the established risk
framework and ongoing supervision of business controls including
risk and control self-assessments, identification and evaluation of
control effectiveness, identifying control failures, facilitating
risk and compliance remediation, internal and external audits and
regulatory exams, and monitoring of the first line of defense to
minimize risk exposures and strengthen the overall control
environment. Leverages risk assessment data and identifies key
data-driven insights tied to first line of defense. Job
Requirements About USAA
USAA knows what it means to serve. We facilitate the financial
security of millions of U.S. military members and their families.
This singular mission requires a dedication to innovative thinking
at every level.
In each of the past five years, we've been a top-40 Fortune 100
Best Companies to Work For®, and we've ranked among Victory Media's
Top 10 Military Friendly® Employers 13 years straight. We embrace a
robust veteran workforce and encourage veterans and veteran
spouses to apply.
USAA Careers - Award Winning Workplace (17 seconds)
USAA Careers – World Class Benefits (31 seconds)
Identifies and manages existing and emerging risks that stem
from business activities and the job role.
Ensures risks associated with business activities are
effectively identified, measured, monitored, and controlled.
Follows written risk and compliance policies and procedures for
Manages and drives solutions for stronger controls, and in
support of risk and/or regulatory compliance related initiatives
which may include: oversight of procedures/process, accurate
regulatory reporting and filing, document governance, risk control
self-assessments, procedure governance, control design, new product
controls, CoSA Third Party Governance, or quality governance.
Performs ongoing supervision and oversight of business controls
and shares knowledge with team members to evaluate the
effectiveness of established business controls.
Responsible for risk data analysis, report preparation and trend
analysis, utilizing business intelligence tools.
Anticipates business needs and proactively identifies
opportunities to improve and strengthen the control environment
through actionable insights.
Assists with translating control deficiencies into action plans
and provides recommendations to enhance governance practices in
alignment with risk and compliance frameworks.
Partners with stakeholders to drive improvement efforts to
correct or prevent unfavorable trends and assess the impacts.
Leads project team through concept, planning, execution, and
implementation phases for effective and timely risk
Advises senior management on the status of their control
environment related to risk identification and control weaknesses.
Identifies critical areas to monitor and escalates issues and
findings to appropriate stakeholders.
Develops and maintains processes, procedures and tools for
managing exception alerts as they occur, including monitoring of
resulting exception cases.
Provides control oversight to ensure compliance with laws and
Serves as a primary resource to team members.
Bachelor's Degree OR 4 additional years of related experience
beyond the minimum required may be substituted in lieu of a
6 years of experience supporting risk and/or compliance related
activities in a financial services operating environment or other
relevant industry. OR 6 years of experience in a relevant
OR advanced degree or designation in a risk management or
quantitative discipline, and 4 years of experience supporting risk
and/or compliance related activities.
OR PhD in a risk management or quantitative discipline, and 2
years of experience supporting risk and/or compliance related
*Qualifications may warrant placement in a different job
When you apply for this position, you will be required to answer
some initial questions. This will take approximately 5
minutes. Once you begin the questions you will not be able to
finish them at a later time and you will not able to change your
Do you have Consumer Lending product knowledge and
Do you have Business Controls experience?
Do you have RCSA design and control experience?
The above description reflects the details considered necessary
to describe the principal functions of the job and should not be
construed as a detailed description of all the work requirements
that may be performed in the job.
At USAA our employees enjoy one of the best benefits package in
the business, including a flexible business casual or casual dress
environment, comprehensive medical, dental and vision plans, along
with wellness and wealth building programs. Additionally, our
career path planning and continuing education will assist you with
your professional goals.
Relocation assistance is not available for this position.
For Internal Candidates:
Must complete 12 months in current position (from date of hire
or date of placement), or must have manager’s approval prior to
Last day for internal candidates to apply to the opening is
8/27/20 by 11:59 pm CST time .